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Case Studies Archive
12b-1 Structure and Fund's Closing to New Investors
Service Provider Targeting
Market Timing Language
Advisory Contract Renewal Disclosures
Small Account Fees
Portfolio Manager Compensation Disclosures
Fund Changes: Filing vs Effective Date
Fund Entries and Exits: Four Year Study
Strategy Changes to Risk-based, Lifecycle, and Target Date Asset Allocation Funds
FEE WAIVER REPORT 2009 - Week 10
FEE WAIVER REPORT 2009 - Week 11
FEE WAIVER REPORT 2009 - Week 12
FEE WAIVER REPORT 2009 - Week 13
FEE WAIVER REPORT 2009 - Week 14
FEE WAIVER REPORT 2009 - Week 15
FEE WAIVER REPORT 2009 - Week 16
FEE WAIVER REPORT 2009 - Week 17
FEE WAIVER REPORT 2009 - Week 18
FEE WAIVER REPORT 2009 - Week 19
FEE WAIVER REPORT 2009 - Week 20
FEE WAIVER REPORT 2009 - Week 21
FEE WAIVER REPORT 2009 - Week 22
FEE WAIVER REPORT 2009 - Week 23
FEE WAIVER REPORT 2009 - Week 24
FEE WAIVER REPORT 2009 - Week 25
FEE WAIVER REPORT 2009 - Week 26
FEE WAIVER REPORT 2009 - Week 27
FEE WAIVER REPORT 2009 - Week 28
FEE WAIVER REPORT 2009 - Week 29
FEE WAIVER REPORT 2009 - Week 30
FEE WAIVER REPORT 2009 - Week 31
FEE WAIVER REPORT 2009 - Week 32
FEE WAIVER REPORT 2009 - Week 33
FEE WAIVER REPORT 2009 - Week 34
FEE WAIVER REPORT 2009 - Week 35
FEE WAIVER REPORT 2009 - Week 36
FEE WAIVER REPORT 2009 - Week 37
FEE WAIVER REPORT 2009 - Week 38
FEE WAIVER REPORT 2009 - Week 39
FEE WAIVER REPORT 2009 - Week 40
FEE WAIVER REPORT 2009 - Week 41
FEE WAIVER REPORT 2009 - Week 42
FEE WAIVER REPORT 2009 - Week 43
FEE WAIVER REPORT 2009 - Week 44
FEE WAIVER REPORT 2009 - Week 45
FEE WAIVER REPORT 2009 - Week 46
FEE WAIVER REPORT 2009 - Week 47
FEE WAIVER REPORT 2009 - Week 48
FEE WAIVER REPORT 2009 - Week 49
FEE WAIVER REPORT 2009 - Week 50
FEE WAIVER REPORT 2009 - Week 51
FEE WAIVER REPORT 2009 - Week 52+
FEE WAIVER REPORT 2010 - Week 1
FEE WAIVER REPORT 2010 - Week 2
FEE WAIVER REPORT 2010 - Week 3
FEE WAIVER REPORT 2010 - Week 4
FEE WAIVER REPORT 2010 - Week 5
FEE WAIVER REPORT 2010 - Week 6
FEE WAIVER REPORT 2010 - Week 7
FEE WAIVER REPORT 2010 - Week 8
FEE WAIVER REPORT 2010 - Week 9
FEE WAIVER REPORT 2010 - Week 10
FEE WAIVER REPORT 2010 - Week 11
FEE WAIVER REPORT 2010 - Week 12
FEE WAIVER REPORT 2010 - Week 13
FEE WAIVER REPORT 2010 - Week 14
FEE WAIVER REPORT 2010 - Week 15
FEE WAIVER REPORT 2010 - Week 16
FEE WAIVER REPORT 2010 - Week 17
FEE WAIVER REPORT 2010 - Week 18
FEE WAIVER REPORT 2010 - Week 19
FEE WAIVER REPORT 2010 - Week 20
FEE WAIVER REPORT 2010 - Week 21
FEE WAIVER REPORT 2010 - Week 22
FEE WAIVER REPORT 2010 - Week 23
FEE WAIVER REPORT 2010 - Week 24
FEE WAIVER REPORT 2010 - Week 25
FEE WAIVER REPORT 2010 - Week 26
FEE WAIVER REPORT 2010 - Week 27
FEE WAIVER REPORT 2010 - Week 28
FEE WAIVER REPORT 2010 - Week 29
FEE WAIVER REPORT 2010 - Week 30
FEE WAIVER REPORT 2010 - Week 31
FEE WAIVER REPORT 2010 - Week 32
FEE WAIVER REPORT 2010 - Week 33
FEE WAIVER REPORT 2010 - Week 34
Case Studies



FEE WAIVER REPORT 2010 - Week 34
Fee waivers and expense reimbursements for August 23, 2010 through August 27,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 33
Fee waivers and expense reimbursements for August 16, 2010 through August 20,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 32
Fee waivers and expense reimbursements for August 9, 2010 through August 13,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 31
Fee waivers and expense reimbursements for August 2, 2010 through August 6,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 30
Fee waivers and expense reimbursements for July 26, 2010 through July 30,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 29
Fee waivers and expense reimbursements for July 19, 2010 through July 23,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 28
Fee waivers and expense reimbursements for July 12, 2010 through July 16,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 27
Fee waivers and expense reimbursements for July 6, 2010 through July 9,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 26
Fee waivers and expense reimbursements for June 28, 2010 through July 2,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 25
Fee waivers and expense reimbursements for June 21, 2010 through June 25,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 24
Fee waivers and expense reimbursements for June 14, 2010 through June 18,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 23
Fee waivers and expense reimbursements for June 7, 2010 through June 11,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 22
Fee waivers and expense reimbursements for May 31, 2010 through June 4,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 21
Fee waivers and expense reimbursements for May 24, 2010 through May 28,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 20
Fee waivers and expense reimbursements for May 17, 2010 through May 21,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 19
Fee waivers and expense reimbursements for May 10, 2010 through May 14,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 18
Fee waivers and expense reimbursements for May 3, 2010 through May 7,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 17
Fee waivers and expense reimbursements for April 26, 2010 through April 30,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 16
Fee waivers and expense reimbursements for April 19, 2010 through April 23,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 15
Fee waivers and expense reimbursements for April 12, 2010 through April 16,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 14
Fee waivers and expense reimbursements for April 5, 2010 through April 9,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 13
Fee waivers and expense reimbursements for March 29, 2010 through April 2,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 12
Fee waivers and expense reimbursements for March 22, 2010 through March 26,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 11
Fee waivers and expense reimbursements for March 15, 2010 through March 19,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 10
Fee waivers and expense reimbursements for March 8, 2010 through March 12,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 9
Fee waivers and expense reimbursements for March 1, 2010 through March 5,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 8
Fee waivers and expense reimbursements for February 22, 2010 through February 26,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 7
Fee waivers and expense reimbursements for February 15, 2010 through February 19,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 6
Fee waivers and expense reimbursements for February 8, 2010 through February 12,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 5
Fee waivers and expense reimbursements for February 1, 2010 through February 5,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 4
Fee waivers and expense reimbursements for January 25, 2010 through January 29,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 3
Fee waivers and expense reimbursements for January 18, 2010 through January 22,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 2
Fee waivers and expense reimbursements for January 11, 2010 through January 15,
2010.   MORE>>


FEE WAIVER REPORT 2010 - Week 1
Fee waivers and expense reimbursements for January 4, 2010 through January 8,
2010.   MORE>>


FEE WAIVER REPORT 2009 - Week 52+
Fee waivers and expense reimbursements for December 21, 2009 through December 31,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 51
Fee waivers and expense reimbursements for December 14, 2009 through December 18,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 50
Fee waivers and expense reimbursements for December 7, 2009 through December 11,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 49
Fee waivers and expense reimbursements for November 30, 2009 through December 4,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 48
Fee waivers and expense reimbursements for November 23, 2009 through November 27,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 47
Fee waivers and expense reimbursements for November 16, 2009 through November 20,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 46
Fee waivers and expense reimbursements for November 9, 2009 through November 13,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 45
Fee waivers and expense reimbursements for November 2, 2009 through November 6,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 44
Fee waivers and expense reimbursements for October 26, 2009 through October 30,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 43
Fee waivers and expense reimbursements for October 19, 2009 through October 23,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 42
Fee waivers and expense reimbursements for October 13, 2009 through October 16,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 41
Fee waivers and expense reimbursements for October 5, 2009 through October 9,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 40
Fee waivers and expense reimbursements for September 28, 2009 through October 2,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 39
Fee waivers and expense reimbursements for September 21, 2009 through September 25,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 38
Fee waivers and expense reimbursements for September 14, 2009 through September 18,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 37
Fee waivers and expense reimbursements for September 8, 2009 through September 11,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 36
Fee waivers and expense reimbursements for August 31, 2009 through September 4,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 35
Fee waivers and expense reimbursements for August 24, 2009 through August 28,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 34
Fee waivers and expense reimbursements for August 17, 2009 through August 21,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 33
Fee waivers and expense reimbursements for August 10, 2009 through August 14,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 32
Fee waivers and expense reimbursements for August 3, 2009 through August 7,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 31
Fee waivers and expense reimbursements for July 27, 2009 through July 31,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 30
Fee waivers and expense reimbursements for July 20, 2009 through July 24,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 29
Fee waivers and expense reimbursements for July 13, 2009 through July 17,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 28
Fee waivers and expense reimbursements for July 6, 2009 through July 10,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 27
Fee waivers and expense reimbursements for June 29, 2009 through July 3,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 26
Fee waivers and expense reimbursements for June 22, 2009 through June 26,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 25
Fee waivers and expense reimbursements for June 15, 2009 through June 19,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 24
Fee waivers and expense reimbursements for June 8, 2009 through June 12,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 23
Fee waivers and expense reimbursements for June 1, 2009 through June 5,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 22
Fee waivers and expense reimbursements for May 25, 2009 through May 29,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 21
Fee waivers and expense reimbursements for May 18, 2009 through May 22,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 20
Fee waivers and expense reimbursements for May 11, 2009 through May 15,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 19
Fee waivers and expense reimbursements for May 4, 2009 through May 8,
2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 18
Fee waivers and expense reimbursements for April 27, 2009
through May 1, 2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 17
Fee waivers and expense reimbursements forApril 20, 2009
through April 24, 2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 16
Fee waivers and expense reimbursements forApril 13, 2009
through April 17, 2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 15
Fee waivers and expense reimbursements forApril 6, 2009
through April 10, 2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 14
Fee waivers and expense reimbursements for March 30, 2009
through April 3, 2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 13
Fee waivers and expense reimbursements for March 23, 2009
through March 27, 2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 12
Fee waivers and expense reimbursements for March 16, 2009
through March 20, 2009.   MORE>>


FEE WAIVER REPORT 2009 - Week 11
Fee waivers and expense reimbursements for March 9, 2009 through March 13,
2009.     MORE>>


FEE WAIVER REPORT 2009 - Week 10
Fee waivers and expense reimbursements for March 2, 2009 through March 6, 2009.
   MORE>>


Strategy Changes to Risk-based, Lifecycle, and Target Date Asset Allocation Funds
The purpose of the study is to give an overview of strategy changes taking place
within the Risk-based, Lifecycle, and  Target Date funds.   MORE>>


Fund Entries and Exits: Four Year Study
The goal of this case study is to analyze the last four years of fund movements in and out of the industry (registrations/liquidations). The study includes the movement of funds by investment objective. It also includes statistics from the top twenty managers (assets under management).   MORE>>


Fund Changes: Filing vs Effective Date
The purpose of this project is to analyze the time frames between filing dates of the change announcement and the effective date of the change.   MORE>>


Portfolio Manager Compensation Disclosures
The purpose of this project is to view how the large asset managers are dealing with the new SEC regulations regarding portfolio manager disclosure.   MORE>>


Small Account Fees
The purpose of this project is to identify prospectus language on small account fees for selected fund families.    MORE>>


Advisory Contract Renewal Disclosures
The purpose of this project is to identify prospectus language on advisory contract renewal disclosured for selected fund families.   MORE>>


Market Timing Language
The purpose of this project is to identify prospectus language on market timing / short-term trading for selected funds.   MORE>>


Service Provider Targeting
The purpose of the project is to identify whether Fund Filing can be helpful in service provider targeting.   MORE>>


12b-1 Structure and Fund's Closing to New Investors
The purpose of the study is to see whether it is a common industry practice to change 12b-1 structure in connection with funds closing to new investors to make sure that the company’s actions are consistent with the industry standards   MORE>>

 

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